(from http://www.dsd.state.md.us/comar/comarhtml/advisoryo/advisoryo.1993.07.htm)
93.07
OPINION NO. 93-7
Three employees of the University of Maryland System have
requested advice as to whether they may continue their
affiliation with the Baltimore Cable Access Corporation
(BCAC), a private corporation that is negotiating a
contract with Coppin State College, an institution in the
System. We advise that these affiliations are allowable, to
the extent that the individuals are assigned this service
as part of their official duties, and assuming that they
comply in this regard with guidelines set forth below and
in prior opinions regarding this type of activity.
This request involves three individuals employed in the
University of Maryland System who are affiliated with the
Baltimore Cable Access Corporation. The BCAC was
established as a private nonstock corporation for the
purpose of promoting community access to the cable network
system in Baltimore City, particularly by nonprofit
institutions. Its establishment in 1982 was supported by
many public and private nonprofit institutions, including
the City's educational institutions. Its primary function
was to develop programs for showing on the public cable
channels, to lobby for City activation of the available
channels, and to promote the use of the channels by its
members. In December 1992 it was determined that the City
would contract with BCAC to transfer management of the
cable channels available to the City to BCAC. Part of this
undertaking was the understanding that BCAC would operate
the program on the campus of Coppin State College pursuant
to agreement with the College. This agreement is currently
being negotiated.
The three individuals involved in this request have all
been affiliated with BCAC for several years. One of the
individuals is Associate Professor of Communication and
Director of the Corporate Communication Program at the
University of Baltimore (U of B) and basically is
responsible for the administration of the U of B's
communications program. The U of B is a member of BCAC and
would likely be a user of the cable channels being managed
by BCAC. According to the employee, his service on the BCAC
Board has been as a representative of the U of B, and this
is confirmed by his Dean. The second individual is the
Director of Information and Media Services at the Maryland
Institute for Emergency Medical Service Systems (MIEMSS),
where he develops learning strategies in the emergency
medical services area to be directed at health care
professionals and the general public. He indicates that
MIEMSS is a member of BCAC and would anticipate being a
user of the transmission capabilities through the dedicated
public channels to be managed by BCAC.
The third employee involved in this request is a Professor
of Law at the University of Maryland Law School. He advises
that his official functions are primarily academic,
involving teaching, in addition to several introductory law
courses, the Law School's courses in communications law and
computer law. He indicates that though the School of Law is
not a member of BCAC and has not in the past generated
materials for transmission over the City's cable channels,
it could potentially be a transmission vehicle for
continuing legal education programs jointly supported by
the area law schools and MICPEL, the bar association's
continuing education unit.
Section 3-103(a) of the Public Ethics Law (Article 40A,
§3-103(a), Annotated Code of Maryland, the Ethics Law)
deals with secondary employment by State officials and
employees. As we have in many prior opinions advised that
service on the managing and operational boards of private
entities constitutes an employment relationship for
purposes of this provision even though the service may not
be compensated (see, for example, Opinions No. 87-1 and No.
91-15), service on BCAC's Board by these three individuals
could be viewed as employment with an entity that would be
subject to the constraints of this and other provisions of
the Ethics Law. This would particularly be an issue given
the contractual relationship being undertaken between BCAC
and Coppin, an institutional unit of the University of
Maryland System.
The Commission has, however, issued several opinions
dealing with situations where the service on a private
board related to the agency program sufficiently that the
agency had properly assigned the individual to service with
the private Board as part of his official duties. The first
such opinion (No. 80-5) was issued in 1980, and involved a
Maryland Port Administration employee whose duties involved
setting up a Seafarers' Center that would operate at the
Dundalk Marine Terminal to provide services to crews of
foreign ships docking at the Port. The Commission approved
this individual's service as part of his official duties on
the Board of this private organization that would be
leasing space from the Port. In Opinion No. 87-13, while
service as an official representative would have been
allowed, the Commission expressed concern with the
individual also having responsibilities as an officer of
the private board. Opinion No. 89-9 is a later opinion that
summarized the many opinions generally considering
affiliations by employees with private organizations.
These and subsequent opinions reflect the general view that
service on private boards as part of one's official duties
is not outside employment addressed by the employment
prohibitions of the Law. To be viewed as official
participation, however, this type of service must: be
related to official duties, and based on agency assignment
rather than independent personal relationship; reflect the
officially defined policy of the State and the individual's
agency as to substantive matters; not involve any
compensation, reimbursement (other than what would be
allowable under State regulations) or remuneration; and be
undertaken with the understanding that provisions of the
Ethics Law involving disqualification, use of prestige and
use of confidential information apply to the person's board
activities.
As to all three of these employees, supervisors in their
agency units have indicated that their BCAC service is
related to their official positions. Moreover, materials
relating to this request have been reviewed by the System's
ethics coordinator, the Vice-Chancellor for Administration,
who concurs in the view that service by these individuals
constitutes official participation as part of their
official duties. The Commission has in the past recognized
the agency's role in determining the use of its employee
resources and assigning staff to serve with private
entities on the agency's behalf. Consistent with this view,
and based on the advice of System managers, we conclude
that service by these individuals with BCAC as part of
their official duties would not be employment prohibited by
the Ethics Law, as long as it is consistent with the
guidelines set forth above and detailed in prior opinions.
We believe, however, that to be consistent with these
guidelines, this service must be as a Board member and not
entail service as an officer or otherwise acting in a
representative capacity for BCAC, particularly in
connection with negotiation or implementation of the
contractual dealings with Coppin. The System has attorneys
and other managers assigned to represent its interests in
this regard, and in our view it would be inappropriate, and
inconsistent with their role as System representatives, for
other System employees to act on BCAC's behalf. Assuming
that these employees are properly assigned this activity as
part of their official duties, and as long as this and
other Ethics Law guidelines are followed, we advise these
employees and the System that their continued affiliation
with the BCAC would not be barred by the employment or
other provisions of the Ethics Law.
Mark C. Medairy, Jr., Chairman
Shirley P. Hill
Michael L. May
Mary M. Thompson
Date: August 18, 1993